Ensuring that an effective governance structure is maintained
Conducting regular board meetings to review fund and service provider performance, strategy and governance issues
Attending to changes to directors and officers, addressing late subscriptions or waiving redemption notice periods in accordance with entity documentation, transfer of registered office and other matters
Reviewing periodic reports of service providers, net asset value and audited financial statements
Assisting With Fund Launch Documentation
Coordinating Parties & Documentation
Liaising with lawyers, fund administrators, auditors and other service providers
Commenting upon and assisting with the finalisation of service provider agreements
Reviewing articles of association to ensure incorporation of relevant provisions to ensure consistency with the private placement memorandum
Corresponding with the registered office to ensure completion of regulatory filings
Fund Termination & Deregistration
Coordinating Wind Up
Preparing notice of winding up, liquidator's consent to act, liquidator's report, declaration of solvency and gazette notice to creditors
Preparing resolutions to effect redemptions and payment of redemption proceeds
Coordinating the final general meeting to approve the liquidator's report
Liaising with the regulator to deregister the fund
Corresponding with the registrar to obtain the certificate of dissolution
Risk Management
Oversight, Review, Audit
Identifying, assessing, and overseeing risks associated with the fund's operations and investments
Identifying "strategy drift" and monitoring compliance with investment restrictions
Managing conflicts of interest
Liaising with regulators to resolve regulatory issues
Discussing the adequacy of internal controls with auditors and service providers for delegated functions
Over 40 years of collective financial services experience
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